COMPLIANCE COMPLIANCE TESTING GROUP jobs in NEW YORK CITY NY, United Kingdom #2

one or more corporate compliance areas, such as overall risk management and governance, risk assessments, monitoring, testing, training... an environment with a diverse group of experienced professionals to foster and support the safety, soundness, and vitality...

an environment with a diverse group of experienced professionals to foster and support the safety, soundness, and vitality... as needed for meetings and team collaboration and should live within a commutable distance. What We Do: The Supervision Group of the...

Job Family Group: Compliance and Control Job Family: Product Compliance Risk Management Time Type: Full time Primary...Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM...

Testing, Privacy, Internal Audit Group) Oversee and maintain a robust control environment to monitor third-party risk Manage... of Business Compliance Organization leading a team of compliance professionals to effectively support the Enterprise Digital...

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides... million trades and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets...

access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides... million trades and clearing 205 million contracts in 2022. The Group provides access to the world's major commodity markets...

testing and training Support and guide SSI stakeholders with respect to various compliance needs arising from time to time... Identify efficiencies and propose improvements to the SSI and Group Compliance Programs, where relevant Excellent working...

, as well as testing and audit. Designing and lead compliance and control reviews. Partnering with other ICRM teams and global functions... managing a diverse staff; Advanced degree a plus Job Family Group: Compliance and Control Job Family: Product...

Job Description The Corporate Tax Compliance Associate/AVP will be responsible for assisting the Director... of Compliance on : Tax Compliance, Provision, Research and Audit. Specific duties include: Prepare Federal, State & Local tax...

Join the Mizuho team as a Compliance Systems Engineer! The Compliance Systems include the AML/BSA system, Transaction... Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. PRINCIPAL...

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses... and Responsible Banking Compliance Team by focusing on statistical testing and analysis, data collection and manipulation...

and implementing compliance controls and programs such as: Compliance testing, surveillance and monitoring Drafting... Regulatory Change, Compliance Risk Assessment, Compliance Testing, and Issues Management Support ad-hoc data analysis for the...

and implementing compliance controls and programs such as: Compliance testing, surveillance and monitoring Drafting... Change, Compliance Testing, and Issues Management to ensure Compliance Risk Assessment results are consumed downstream...

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

on all issues concerning U.S. compliance rules, regulations, and procedures. Develop and execute monitoring and testing of business...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers...