COMPLIANCE COMPLIANCE TESTING GROUP jobs in NEW YORK CITY NY, United Kingdom

, and are able to adapt to a changing regulatory landscape. Business Unit and Role Overview Compliance Testing Group (“CTG... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

, and are able to adapt to a changing regulatory landscape. Business Unit and Role Overview Compliance Testing Group (“CTG... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

The Compliance Monitoring and Testing QA Consultant will lead assigned compliance reviews, supervising and managing the.... The Compliance Monitoring and Testing QA Consultant will be responsible for: Lead and /or perform compliance testing...

responsibility of this position is to support compliance testing for Scotiabank's U.S. operations. The U.S. Compliance Testing... to these business activities. What You'll Do: Support Compliance Testing Program in conducting reviews based upon the...

responsibility of this position is to support compliance testing for Scotiabank’s U.S. operations. The U.S. Compliance Testing... to these business activities. What You’ll Do: Support Compliance Testing Program in conducting reviews based upon the...

Job Description: Job Title Controls Testing & Assurance (“CT&A”) – Compliance Testing – Fixed Income and Currencies... (“FIC”) Corporate Title Vice President Location New York, NY Overview Deutsche Bank’s Compliance Testing Team...

for monitoring and testing the Branch's activities in correlation to the Corporate Compliance Regulatory standards for the bank.... Responsible for monitoring and testing the Branch's activities in correlation to the Corporate Compliance Regulatory standards...

Develop and execute appropriate testing programs to verify compliance with relevant rules Investigate, develop, and implement...About Us Rothschild & Co is a leading global financial services group with seven generations of family control...

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses... ('BIG') is an advisory group in the Legal and Compliance Division that focuses on legal, regulatory and reputational risk...

will report to the Senior Counsel, Compliance Operations. Job Duties Design, implement, and execute monitoring, testing... entertainment and programming through Universal Filmed Entertainment Group and Universal Studio Group, and have world-renowned theme...

entertainment and programming through Universal Filmed Entertainment Group and Universal Studio Group, and have world-renowned theme... and ever-changing face of the world. Job Description Role Purpose The role of Counsel/Senior Counsel, Export Compliance...

entertainment and programming through Universal Filmed Entertainment Group and Universal Studio Group, and have world-renowned theme... and ever-changing face of the world. Job Description Role Purpose The role of Counsel/Senior Counsel, Export Compliance...

and testing. Identifies enhancements to business group compliance tools and processes and communicates to required stakeholders...Application Deadline: 07/15/2024 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...

compliance documentation. Lead compliance testing and develop corrective action plans. Provide training and guidance to bank...The Compliance Officer will ensure the bank operates in compliance with federal and state regulations by developing...

with Compliance or Risk documentation (i.e. risk assessments, project plans, testing memoranda). Skills and Knowledge Previous...COMPLIANCE CONFLICT OF INTEREST MANAGER SR WHAT IS THE OPPORTUNITY? Reporting up through CNB's 2nd line of defense...

will report to the Senior Counsel, Compliance Operations. Job Duties Design, implement, and execute monitoring, testing... entertainment and programming through Universal Filmed Entertainment Group and Universal Studio Group, and have world-renowned theme...