COMPLIANCE COMPLIANCE TESTING GLOBAL jobs in CITY OF YORK, United Kingdom #3

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

assistance Development of compliance policies and procedures Compliance program testing Regulatory inquiry assistance... Knowledge of financial services compliance practices, including monitoring and testing, as required by the SEC, CFTC, FINRA, NFA...

and procedures Compliance program testing Regulatory inquiry assistance Regulatory examination readiness/Mock regulatory... software Knowledge of financial services compliance practices, including monitoring and testing, as required by the SEC, CFTC...

and procedures Compliance program testing Regulatory inquiry assistance Regulatory examination readiness/Mock regulatory... Knowledge of financial services compliance practices, including monitoring and testing, as required by the SEC, CFTC, FINRA, NFA...

compliance with applicable regulatory requirements. This includes global policies, standards, processes, regulatory reporting... on all issues concerning U.S. compliance rules, regulations, and procedures. Develop and execute monitoring and testing of business...

is a plus! Technically savvy, comfortable facing off with Compliance and Engineering groups (Must work well in a global team, multi-tasking... to join our engineering team and help build out a broad set of user facing and data processing platforms. The Goldman Sachs Compliance...

, using cutting-edge technology, in a dynamic environment? OUR IMPACT We are Compliance Engineering, a global team... and rebuild the Compliance application portfolio in 2023. To achieve that we are hiring experienced software development...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the... firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise...

Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...

Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory... independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...