COMPLIANCE ASSURANCE OFFICER jobs in GREATER LONDON, United Kingdom

assets of over $50bn. THE RESPONSIBILITIES: Supporting the CRCO in advising the business to ensure compliance... to consultations on regulatory matters. Oversight of company marketing materials. Compliance review of all relevant client/prospect...

Compliance Professionals

Compliance Officer working with Insurance Company for an initial 6-month contract, this will be paying between £425... on relevant Compliance Risks to employees, and management. Provide assurance to management regarding the business...

Adecco

A skilled Compliance Officer is sought to mitigate risk and ensure regulatory adherence within a dynamic Financial... for investigation and resolution Great stakeholder engagement |2LOD compliance role A successful Compliance Officer...

Michael Page

Monitoring Officer (CMO, Associate) will fully contribute to the delivery of the firm's compliance monitoring programme... providing positive assurance of the firms' compliance with its regulatory and legal obligations. The CMO (Associate) supports...

Quintet Private Bank

is and remains demonstrably compliant with the legal, regulatory and industry requirements. As a Compliance Monitoring Officer... looking for Compliance Monitoring Officers to join our Compliance Team. The role The key purpose of this role is to test the extent...

Bionic Services

. As a Compliance Monitoring Officer your day-to-day responsibilities will be: Delivering high quality reviews and assessments..., we're looking for Compliance Monitoring Officers to join our Compliance Team. The role The key purpose of this role...

Bionic Services

& Compliance Officer to join their team on a 6-month contract to support the Commercial Director in the provision of strategic... & Responsibilities Responsibility for the creation, development and maintenance of procurement policy, guidelines and compliance...

Salt Search

About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the... implementation of the Sustainalytics Global Compliance Program. This position reports to the Global Chief Compliance Officer (“GCCO...

Sustainalytics

Financial Conduct Authority in the UK. What is the role? We are now seeking a Compliance, Risk & Oversight Officer (“CROO...”) for our UK company (“Fire-UK”) who will work closely with the Risk and Compliance Officer (“RCO”) for our Irish company (“Fire-EU...

Fire Financial Services

About the role: Sustainalytics is currently seeking a Chief Compliance Officer. The Chief Compliance Officer... Amsterdam and reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks Job responsibilities: Given the...

Morningstar

Our client a leading global Investment Bank are recruiting for a Senior Compliance Officer - Control Room and Central... Compliance to join their established Compliance team with offices based in the city of london The Senior Compliance Officer...

Michael Page

that are already delivering results for our estate agents / housebuilders. Summary of Role The Risk & Compliance Officer is responsible... for ensuring Hometrack’s client’s assurance, compliance and audit requests are completed within appropriate deadlines...

Houseful

as a senior compliance expert to ensure our company and employees adhere to all regulatory requirements, internal policies... and procedures. In this role you will be responsible for compliance monitoring activities across all areas of our business in...

Javelin Global Commodities

to advise on and to address any cross-jurisdictional compliance matters. Providing SME support to Compliance Assurance... colleagues by participating in the annual Compliance Risk Assessment process, and execution of assurance activities...

Marex

-jurisdictional compliance matters. Providing SME support to Compliance Assurance colleagues by participating in the annual... Compliance Risk Assessment process, and execution of assurance activities as they relate to the business groups. Designing...

Marex

-jurisdictional compliance matters. Providing SME support to Compliance Assurance colleagues by participating in the annual... Compliance Risk Assessment process, and execution of assurance activities as they relate to the business groups. Designing...

Marex

plus bank holidays (pro rota) Matched Pension Scheme Life Assurance Discounted gym memberships Health care cash plan Retail...

Education Development Trust