COMPLIANCE ASSET MANAGEMENT COMPLIANCE jobs in CITY OF YORK, United Kingdom #3

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... to assess compliance with regulations and firm policies, working closely with Compliance and business management to refine firm...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... in compliance, product controllers, legal, regulatory, audit or risk management functions in the firm's various...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... GBM, Asset & Wealth Management, and Corporate Treasury. We are looking for a team member to manage the governance...

at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms...-10+ years of sanctions compliance experience with an emphasis on sanctions screening technology and list management...

and/or investment management firm; · Prior experience in a compliance role and/or J.D. required; · Understanding of the Advisers Act...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...

to Coverage regarding any cross-border solicitation activities regarding securities products and asset management services...Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include investment...

of alternative asset management industry (especially experience in semi-liquid SEC registered funds) required Strong project...Position Summary This is an in-house compliance position within Carlyle's Global Legal & Compliance department...

and/or investment management firm Prior experience in a compliance role and/or J.D. required; prior experience with marketing...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...

? We are looking for someone like this to: Liaise with senior management in the equities derivatives business and functional leaders in compliance, legal, risk... manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management...

others then we are excited to discuss career opportunities with you. Job Description The Manager of Financial Reporting & Compliance... leadership over the financial reporting team and provide technical accounting guidance and insight to executive management...

circumstances. What you'll do You'll be a part of the team supporting our Investigations, Compliance & Privacy practice.... You will work on matters related to: Financial investigations including those involving financial statement fraud, asset...

circumstances. What you'll do You'll be part of the team supporting our Investigations, Compliance & Privacy practice... within Risk Advisory. Our Investigations, Compliance & Privacy practice applies accounting, financial and data analysis expertise...

circumstances. What you'll do You'll be part of the team supporting our Investigations, Compliance & Privacy practice... within Risk Advisory. Our Investigations, Compliance & Privacy practice applies accounting, financial and data analysis expertise...

compliance standards across all aspects of company operations, including leasing, asset management, and investment activities...Description : SUMMARY The Corporate & Healthcare Compliance Leader for Welltower plays a pivotal role in ensuring...

Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth...? We are looking for someone for the following: The compliance officer will be responsible for primary coverage of the Global Equities Derivatives Trading...

has consistently been recognized for its leading practices in many areas, including asset management, private equity, M&A, finance... a plus. Minimum of five years of hands-on HRIS, policy compliance and risk management experience gained at a professional services firm...