COMPLIANCE AND OPERATIONAL RISK jobs in USA, United Kingdom #3

execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance... Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes and trends...

Bank of America

oversight of compliance, audit and regulatory reviews; Manage the Operational Risk team to ensure a comprehensive approach...Job Summary The Operational Risk Manager position is designed to provide a national, holistic approach to advise...

Comerica

is committed to making that a reality. Join the Club! About the Role LendingClub is looking for a Business and Operational Risk... internal policies and demonstrate compliance and sustainability Liaison/Consult with Legal, Risk, and Compliance to identify...

LendingClub

, as well as collaboration with second line risk and compliance functions. Therefore, strong communication skills and knowledge of the Capital... as a trusted advisor on risk related issues Act as a business unit liaison to the second line risk and compliance functions...

Northern Trust

of its mandate Operational Risk Mandate: Prevent operational loss and ensuring the CM business is executed in compliance... understanding of complexity of transactions and related risk (credit, market, operational, legal/compliance...

Bank of the West

Description : Job Summary The Operational Risk Director within the Risk Management organization is responsible... for assisting with the independent oversight of front-line operational risk management effectiveness and will socialize operational...

Northwest Bank

Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...

JPMorgan Chase

Who we are looking for You will be an integral part of the Derivatives and Loans (DCOE-LSU) Operational Risk... Oversight (ORO)team. Our goal is to provide management with a view of the operational risk and control environment, ensuring...

State Street

and compliance issues. Ensure timely escalation of any risk matters to the Head of Operational Risk Oversight, Derivatives and Loans...Who we are looking for You will be an integral part of the Derivatives and Loans (DCOE-LSU) Operational Risk...

State Street

The Operational Risk & BSA Manager (ORBM) is responsible for the evaluation of the effectiveness of the operational... operational risk and support strategic efforts. The ORBM may lead and/or participate in risk-related committees and will assist...

Smart Financial

Application Deadline: 07/30/2024 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Sr.... Manager ONFR Programs within the Operational Non-Financial Risk (ONFR) team will lead one or more of the ONFR core programs...

Bank of the West

annual Key Risk Report and tracking of KRIs); Policy non-compliance / attestations; Operational risk profile; Business... Summary The Associate Director, Operational Risk has full accountability for the operational risk management for SL...

Sun Life Financial

annual Key Risk Report and tracking of KRIs); Policy non-compliance / attestations; Operational risk profile; Business... Summary The Associate Director, Operational Risk has full accountability for the operational risk management for SL...

Sun Life Financial

) Clinical Trial Operational Risk (CTOR), will be responsible for lifecycle management of GCO Risks and issues and ownership... (design RM oversight tools, management, and maintenance), and provide day-to-day operational risk support to study teams...

Daiichi Sankyo

expertise in operational compliance, with a keen focus on regulatory risk mitigation. Proficiency in data analysis tools (e.g... our Controls Testing & Operational Risk team. In this role, you will spearhead efforts to fortify our first line of defense...

Goldman Sachs

+ years of experience in risk advisory, operational risk, compliance, internal control, and/or project management related... to Governance Risk and Compliance (GRC), business monitoring, Continuity of Business, Third Party Management, Regulation...

Citigroup

operational efficiency and effectiveness, mitigate risk and remediate operational and regulatory vulnerabilities. Develop, lead... and approve risk assessment projects to assess compliance with federal and state regulatory requirements, industry standards...

Navy Federal Credit Union