COMPLIANCE AND OPERATIONAL RISK jobs in NEW YORK CITY NY, United Kingdom #6

, define, implement and manage their technology risk, governance, regulatory compliance, and information security programs... for integrated operational risk management projects. Manage and motivate teams of professionals with diverse skills and backgrounds...

EY

, implement, and oversee the Operational Risk Management activities of a Hedge Fund or Family Office including reporting Key Risk..., and Ernst & Young. Visit us at for more information. WHO WE NEED: Arootah is searching for experienced Chief Risk Officers...

Arootah

with management to ensure that the level of risk remains within an acceptable level. Support NAMs compliance with the Business... of experience in risk management, compliance and/or audit in the financial services industry in capital markets. Experience in...

TTI of USA

. As we continue to grow, we are seeking a highly skilled and experienced Manager of Risk Management with expertise in compliance... Manager of Risk Management, you will be responsible for overseeing and managing risk-related activities across compliance...

Stemta Corporation

monitoring, measuring, and mitigation of various risk parameters, including credit, operational, interest rate, counterparty...Arena Investors, LP is a global investment management firm that seeks to generate attractive risk-adjusted, consistent...

Arena Investors I Quaestor Advisors

capabilities, pricing, obligor risk ratings, QS and XoL policy wordings and insurance applications. Ensure compliance... Job Description Summary Are you a critical thinker who can analyze complex risk and find insurance solutions that balance customer needs...

Nationwide Mutual Insurance Company

Job Description Summary Are you a critical thinker who can analyze complex risk and find insurance solutions that balance customer needs... is to underwrite individual risk for acceptability, pricing, coverage, terms and conditions, by developing, analyzing and evaluating...

Nationwide Mutual Insurance Company

staff on operational, compliance and regulatory related topics. Management of the Front Office KYC Team responsible... 7 + years of experience in legal, BSA/AML, FINCEN, compliance, audit, regulatory or other risk management related fields...

Rabobank

trading desk and other risk and support groups (i.e., Compliance, Finance, Operations, etc.). This position is in the Market... spectrum of risks, liaising with other risk functions as necessary, including operational, credit, and counterparty risks...

Bank of America

operational procedures and monitor compliance. Establish and maintain thresholds, at-risk levels and exposure limits. Optimize... risk and return, remediate and avoid exceptions, and identify root causes of non-compliance. Ensure business partners...

Sumitomo Mitsui Banking Corporation

categories and risk identification in full compliance with relevant regulations. * Assist in the development of frameworks... capabilities in compliance with the sound operation of both business and regulatory requirements. Oversight of Ongoing Risk...

Sumitomo Mitsui Banking Corporation

operational procedures and monitor compliance. Establish and maintain thresholds, at-risk levels and exposure limits. Optimize... risk and return, remediate and avoid exceptions, and identify root causes of non-compliance. Ensure business partners...

Sumitomo Mitsui Banking Corporation

. Perform market and credit risk reporting and analysis of all investment activity, including VaR, stress loss, operational.... Help develop ESG metrics monitoring. Ensure compliance with risk oversight processes, policies, and procedures...

Arootah

Group, Market Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group... is looking to expand Counterparty Credit Risk Analytics function. CM is searching for a candidate with strong quantitative background...

Sumitomo Mitsui Banking Corporation

, and Compliance Establish an Enterprise Risk Management framework and effective internal controls environment Collaborate.... Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. At Moody...

Moody's

Management (ERM) program activities, including Risk and Controls Self-Assessment (RCSA) workshops with Operational Business Units... ) related to enterprise risk management, operational resilience, and vendor risk management. Expertise with risk management...

Moody's

, and operational risk efforts and analysis! Support the execution of complex risk programs, processes, functions, and procedures... for global operational risk. Positively influence risk program adherence. Develop improvements and implement changes to risk...

Principal