COMPLIANCE AND OPERATIONAL RISK jobs in CITY OF YORK, United Kingdom #8

and knowledge of the risk and compliance requirements associated with this. Salary Range: $90,000 to $125,000 per year base... Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity...

Intro The USDS Security - Risk & Compliance team is responsible for managing USDS security compliance in accordance... with US compliance requirements and objectives, and providing industry leading governance, risk, and compliance services. The core...

E-communications surveillance programs, controls and operational processes to prevent and detect regulatory risk and violations... of . About the Team The Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team...

obligations with respect to operational risk, regulatory compliance risk and conduct risk, including but not limited... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework and the Scotiabank...

obligations with respect to operational risk, regulatory compliance risk and conduct risk, including but not limited... to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework and the Scotiabank...

: At least 3 years of experience as a compliance officer or in a risk management or control function role Knowledge of operational... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...

teams, including Engineering, Operational Risk, the business and Compliance globally. The successful candidate... Strong understanding of Compliance program mandates and Operational Risk Frameworks Exceptional analytical, problem solving, critical...

ANY of these: CISA, CISM, CISSP, or related certification Experience using governance, risk management, and compliance... a more trustworthy Internet. Come join us. Technology Compliance Lead - Security As a Technology Compliance Lead, you will help scale...

advisory function to the President and is responsible for overseeing the management of the broker dealer's compliance risk..., Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Director role may manage...

supply chain disruptions, locate missing children, and more. The Role As a Compliance Engineer, you will help... teams to shape these controls and cultivate a robust & nimble approach to risk management across the company...

regulatory risk through industry interaction and research Assist with other day-to-day legal and compliance matters... & Compliance Department oversees and leads Ares’ global Legal, Regulatory and Compliance functions and programs. Under the...

and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance... of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...

of benefits to its employees. Role Description This senior role within the Compliance Department manages the control areas... will report on strategic and operational matters at management committees and meetings. Bring industry experience and expertise...

standards. The CCPO leads the design, development, implementation, and maintenance of the enterprise-wide compliance, risk...Description : This position serves as a leader on ICL's executive team, providing strategic and operational advice...

, national, and global communities we serve. Responsibilities The Senior Regulatory and Audit Compliance Specialist..., licensing submissions, and ongoing compliance matters, including coordination of the filing of Biological Product Deviation...

Company Forensic Risk Alliance (FRA) is a market leader in regulatory compliance, financial investigations, and data... and external – and compliance program design and testing. At FRA, we are regularly hired to provide expertise on some of the world...

opportunities offered by Citi Adhere to bank policies, operational controls, and regulatory procedures to ensure the safety... will be measured by specific metrics. Appropriately assess risk when business decisions are made, demonstrating particular...