COMPLIANCE AND LEGAL THIRD jobs in NEW YORK CITY NY, United Kingdom #6

Accounting, Tax, Regulatory, Legal, Audit, Compliance matters in relation to assigned asset classes and markets, with particular... income and growth asset classes utilizing both internal teams of analysts, portfolio managers, and traders and external third...

Accounting, Tax, Regulatory, Legal, Audit, Compliance matters in relation to assigned asset classes and markets, with particular... income and growth asset classes utilizing both internal teams of analysts, portfolio managers, and traders and external third...

the management and supervision of the IA activities across the Legal Entities of BU Americas. Key Activities... to mitigate those. Assessment of compliance with internal rules and procedures. The incumbent will proactively participate in...

information and select scheduling Maintain and track client contracts, coordinating with the legal team regarding exclusives... and manage follow up items Assist third party consultants and vendor requests from clients. Track list of recommended...

income and growth asset classes utilizing both internal teams of analysts, portfolio managers, and traders and external third... information technology, GI business leaders and staff, ERM, business partners including accounting, tax, legal, actuarial...

income and growth asset classes utilizing both internal teams of analysts, portfolio managers, and traders and external third... information technology, GI business leaders and staff, ERM, business partners including accounting, tax, legal, actuarial...

and relationship opportunities. Engage with Risk Partners across the organization (e.g., compliance, technology, legal, finance..., Operational Risk and Resilience, and CPM Engineering teams to deliver business planning and analytics, expense management, third...

to aggregate and generate reports for Reg W 23A Regulatory reporting. Working directly with the compliance and legal teams... its risk and compliance with regulations. Our Corporate Treasury Engineering team is a world leader in developing...

of collaboration and closely partner with Sales, Product, Investment, Legal & compliance, and more. Skills/Experience... Wealth Sales, Sales Enablement, Investment (MAS, FI, FE, WIS, ETFs), Marketing, Legal, to develop comprehensive strategy...

, engineering, and risk and the Firm's legal, compliance and risk teams to establish and operate sound businesses. As a product..., with solid understanding of the third Blend of both strategic and tactical thinking- someone who can identify and prioritize...

Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance.... YOUR IMPACT As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control...

and implementation of other product initiatives (working with investment teams, distribution, legal, tax, compliance, fund services..., platform management, and development of new and existing product vehicles for client distribution across third party wealth...

systems, staff, external third party resources and solution providers. WHAT THIS ROLE WILL DO Development and maintenance... of staff and third party providers to manage eCommerce operations for 130+ artist stores, including all aspects of store...

, as needed, to shepherd the deal from the term sheet stage to closing. The attorney will also evaluate legal risks associated with existing..., and to manage projects and third parties, including outside counsel Strong academic credentials; JD is required Critical...

Be the main point of contact for the client; contact third party organizations as needed to gather all necessary... documents to the client, third parties, the VCF, and the WTCHP Work with the VCF Team, Supervisors, and Attorneys to ensure...

. Ability to follow coding guidelines and legal requirements to ensure compliance with our Institutional, federal, and state regulations... are conducted in a timely manner. Maintains up-to-date policies and procedures and knowledge related to managed care and third...

within Deutsche Bank’s Legal Department working on a variety of regulatory enforcement and civil litigation matters. You will serve... as a key-contributor on the team overseeing and providing legal advice on litigation disputes and interacting with regulatory...