COMPLIANCE AND COMPLAINTS OFFICER jobs in ENGLAND EUROPE, United Kingdom #2

Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team... on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk...

Financial Conduct Authority in the UK. What is the role? We are now seeking a Compliance, Risk & Oversight Officer (“CROO...”) for our UK company (“Fire-UK”) who will work closely with the Risk and Compliance Officer (“RCO”) for our Irish company (“Fire-EU...

About the role: Sustainalytics is currently seeking a Chief Compliance Officer. The Chief Compliance Officer... Amsterdam and reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks Job responsibilities: Given the...

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand... from compliance and financial crime perspective, any SARs escalations, complaints, incidents, breach of data laws, fraud-related...

Job Description Compliance officer Our client a well-established law firm in the Top Legal 500 based in Colchester..., are actively recruiting for an experienced Compliance Officer to join their Operations team to support the Head of Client Services...

Skill Set Compliance, File Checker, Compliance Officer, Financial Planning A highly successful and award winning... chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the...

COMPLIANCE OFFICER LEEDS + HYBRID WORKING SALARY UP TO £35,000 THE OPPORTUNITY: Join an exciting insurance... brokerage based near Leeds. This is a growing team in a growing brokerage looking for ambitious compliance professional...

Planning Development Planning Enforcement Officer Level 1 Salary: £35,593 - £41,110 Guildford Borough... best places to live in the UK. We want to appoint an enthusiastic and committed officer to join our skilled Planning Enforcement...

Planning Development Planning Enforcement Officer Level 1 Salary: £35,593 - £41,110 Guildford Borough... best places to live in the UK. We want to appoint an enthusiastic and committed officer to join our skilled Planning Enforcement...

Planning Development Planning Enforcement Officer Level 1 Salary: £35,593 - £41,110 Guildford Borough... best places to live in the UK. We want to appoint an enthusiastic and committed officer to join our skilled Planning Enforcement...

Planning Development Planning Enforcement Officer Level 1 Salary: £35,593 - £41,110 Guildford Borough... best places to live in the UK. We want to appoint an enthusiastic and committed officer to join our skilled Planning Enforcement...

Job Title: Compliance Associate Location: Various location across UK Full/Part Time: Full Time Salary Circa...: £45,000 Main purpose of job To be a positive member of the Compliance Team in the UK that acts as a safeguard for the business, promotes...

Summary of Role To resolve complaints made to the firm according to the Financial Conduct Authority’s (FCA) Dispute... Resolution regulations to ensure all complaints handled receive the fairest outcome. Key Responsibilities & Duties Complaint...

Regulations. · Assisting the Complaints Officer with complaints handling. · Assisting with Professional Indemnity Insurance...Compliance Manager We have a new role for a Compliance Manager to work alongside the Directors and Practice Manager...

Responsibilities Assist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out... issues and complaints to the satisfaction of both the Company and clients in compliance with regulatory obligations...

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop... and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify...

Protection Officer to ensure compliance with legislation. Advising on sanctions and ensuring compliance. Overseeing procurement...An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in...