COMPLIANCE ANALYST INVESTMENT MANAGEMENT jobs in NEW YORK CITY NY, United Kingdom #6

and other opportunities to help support the overall desk. Work with compliance, legal and risk management to broaden working knowledge..., the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...

Sumitomo Mitsui Banking Corporation

, wealth management, and investment management services. It is a prominent global financial services firm with a rich history...About Client: Client is a global financial services firm that provides a wide range of investment banking, securities...

ApTask

the investment management industry improve operational efficiency and reduce risk. Our software is used by the world... investment managers automate their business to improve efficiency and ensure compliance. Job duties include: Work...

IntegriDATA

, while influencing executive stakeholders to adopt our products, and preparing business cases for strategic investment..., resources, and investment. Develop concise communication materials and provide leadership support in key events and initiatives...

JPMorgan Chase

information - Identify, document, and resolve potential regulatory or compliance issues - Liaise with business management... surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential...

BizTek People

the delivery of second line risk management and associated analytics for investment and investment related activities in... across investment risks to ensure compliance with the firm’s risk appetites, tolerances and investment risk limits Work closely...

Aflac

the delivery of second line risk management and associated analytics for investment and investment related activities in... across investment risks to ensure compliance with the firm's risk appetites, tolerances and investment risk limits Work closely...

Aflac

global financial services firm providing investment banking, securities and investment management services to a substantial... investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world...

Goldman Sachs

Americas. Summary: Responsible for credit risk management and related administrative work. Works with and assists the... all documents (including projections), prepares analysis and makes appropriate recommendations. Assists in relationship management...

Mizuho Bank

, reserving, accounting, finance & management across SCOR P&C so as to leverage and share the knowledge and systems with the wider... management topics Ability to manage projects in coordination with various stakeholders Team player, and the ability to work...

SCOR

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed... how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market...

iCapital

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed... how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market...

iCapital

parties (accountants, operations, management) and external parties (banking counterparties, Trustees, compliance administrator...Fortress Investment Group LLC is a leading, highly diversified global investment manager with approximately $48 billion...

Fortress

will provide more details. Job Summary: Junior Corporate Credit Risk Professional supporting commercial lending & investment... portfolio manager. Responsible for active credit management of a designated portfolio utilizing solid credit skills & judgment...

MUFG

& corporate cards, commodities, investment management, securitization, leasing, Trade Finance products, etc.) to BMO Capital... experience at a financial analyst level. Knowledge of capital markets, investment banking products and applicable regulations...

Bank of the West

credit underwriting standards, CRVD and Audit compliance on sound Credit Risk Management practices and any other duties..., the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...

Sumitomo Mitsui Banking Corporation

. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services... Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing...

Scotiabank