COMPLIANCE ADVICE BUSINESS PARTNER jobs in EUROPE ENGLAND, United Kingdom #7

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... and shaping the future of our global business. Our culture of support and recognition provides the tools and opportunities...

Job Purpose The Trade Compliance Legal Counsel serves as a key partner to the business and legal team globally in...-boycott issues. Partner with the business units globally with respect to Trade Compliance “due diligence” reviews, including...

to the LSEG’s FTSE Russell business, working with the CEO and heads of Business functions to provide advice on compliance.... Compliance coverage of the growing Sustainable Finance and Investment business, including ESG scores and data. Skills...

as a point of escalation and support for relevant compliance operations teams; Assessing if new business models implemented... their accountability for compliance with all AML policies and procedures; Providing advice and guidance on AML/CFT related matters...

team within Equities Compliance, providing first line compliance support and advice to Sales, Trading, Structuring... advice to business personnel of all levels, with regards to the rules, regulation and internal policies that govern...

. HOW YOU WILL FULFILL YOUR POTENTIAL Provide real-time compliance advice to business personnel of all levels, with regards to the rules..., regulation and internal policies that govern their businesses Compliance representative for business-led projects/initiatives...

respect of TOBA management. Team Description The Compliance Department serves as a trusted and informed Business Partner.... The role will support the wider Compliance Team and business to handle customer complaints within required timeframes...

respect of TOBA management. Team Description The Compliance Department serves as a trusted and informed Business Partner.... The role will support the wider Compliance Team and business to handle customer complaints within required timeframes...

Legal Compliance Manager Company overview Debenhams Ottaway is a progressive law firm with a long history... and a reputation built on providing outstanding service and legal advice. Based in the heart of St Albans with a London presence...

you will: Providing compliance advice to all Global Markets businesses with a focus on the equities swap dealer desk Supporting the... compliance program delivery, while building strong relationships with compliance and business colleagues Independently conduct...

From day one, our mission has been to create an independent business with a unique culture – one that is controlled... to support our Risk, Legal & Compliance teams. This is a great opportunity for someone who has the expertise to provide...

market's business. The successful candidate will lead a team of Compliance professionals providing first class regulatory... guidance and advice to ensure that our regulated activities are conducted in compliance with regulatory expectations. The role...

, colleagues and other stakeholders to enable open dialogue, win trust and become a trusted business partner...Director Financial Crime Compliance Advisory Job Title : Director - Financial Crime Compliance Advisory Solutions...

compliance training and ensure effective records are kept and maintained. Provide advice and guidance the business on all ABPI... advice when necessary. Experience Required: Broad experience in ABPI compliance ethics programs, including Anti-Bribery...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...

solutions. With a mission to foster compliance, resilience, and success, we take pride in being the go-to partner for businesses.... William Martin Compliance is not just your safety partner but also your pathway to success. About the role We’re...

and Training to ensure consistent quality and compliance across both areas of business and continuity across the services...Overview: Job Title: Quality Imporvment Partner (South) Hours of Work: 37.5 hours per week Salary Band...