and impartial investigations into client complaints Liaising with the COLP and Head of Risk & Compliance regarding any legal, risk... required Conducting file audits and reporting on findings and gap analysis to the COLP and Head of Risk & Compliance Supporting the COLP...
Stowe Family Lawand Group Legal Compliance Officer/COLP. There is an opportunity to develop into a Deputy MLRO role. Your office hub is likely... Shakespeare Martineau LLP and Mayo Wynne Baxter LLP). The role requires AML /Financial Crime expertise. Wider experience in...
Ampa Groupto the team, including the COLP/Group Legal Compliance Officer and the Head of Compliance Operations. The role... Officer role. Key Responsibilities Provide general support and assistance to our central Risk & Compliance team...
Ampa Group