client due diligence and/or conflicts checks on clients and their matters, where the client or their matter is identified... frameworks relating to client due diligence and conflicts of interest a UK law firm operates in. In-depth understanding...
Irwin MitchellDevelop, maintain and implement a client due diligence and conflicts Competency Accreditation Scheme and quality assurance... Assurance Undertake quality assurance of client due diligence and/or conflicts checks in line with the quality assurance...
Irwin Mitchell“After the Event” Quality Assurance reviews, to confirm that all appropriate On-Boarding due diligence (Conflicts, KYC... team – Supporting with ad hoc projects for the Standard Due Diligence/Enhanced Due Diligence and the Research teams...
BDO“After the Event” Quality Assurance reviews, to confirm that all appropriate On-Boarding due diligence (Conflicts, KYC.... Sharing knowledge and expertise through supporting the Standard Due Diligence/Enhanced Due Diligence and Research hubs...
BDOdue diligence. Leading the development and updating of the firm’s business intake software. Conducting horizon scanning..., they will ensure the firm’s adherence to legislative and regulatory frameworks concerning client onboarding and relationship...
Jameson Legal