CHIEF COMPLIANCE OFFICER EQUITY jobs in CITY OF YORK, United Kingdom

of Role We are seeking a Vice President level Chief Compliance Officer attorney to provide support and advice to our Redburn... to provide legal support to Rothschild & Co’s North American Five Arrows business, as may be needed. The Chief Compliance Officer...

of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO...) and be responsible for leading all components of the compliance program for an investment advisory firm in Manhattan, which is currently...

standards. The CCPO leads the design, development, implementation, and maintenance of the enterprise-wide compliance, risk... Compliance As a member of the executive team the CCPO informs, educates, and champions the principles of the ICL's Corporate...

Online Learning Officer St. John’s University Position Overview: Reporting to the Provost, the Chief Online Learning.... A dedication to diversity, equity and inclusion is at the heart of our mission. As a Catholic and Vincentian university, St. John...

CHIEF DEVELOPMENT OFFICER Organization Mission: Oliver Scholars prepares high-achieving Black and Latinx students... Summary and Reporting: Reporting to the Chief Executive Officer (CEO), the Chief Development Officer is a key member of the...

Chief Investment Officer New York, NY or Stamford, CT The Chief Investment Officer will have responsibility..., derivatives, cash and other investments. The Chief Investment Officer will report to the Chief Financial Officer, AXA XL...

. KEY RESPONSIBILITIES The Chief People Officer (CPO) will oversee all human resources functions, professional development... organization that works with communities and justice systems to advance equity, increase safety, and help individuals...

Talent Acquisition and Development services to the financial industry Who we need: The Chief Operating Officer (COO... knowledge of Compliance, Regulatory, and Legal Proven record bringing pre-revenue products and services to market...

service and compliance. Lead cross-functional teams to implement performance improvement initiatives. Foster... + equity and benefits package....

Chief Compliance Officer (North America) on significant compliance matters and issues; Assist in the execution...Job Description: About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance...

and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance..., Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large...

. Corporate Recruiter MEET STU, OUR CHIEF INFORMATION OFFICER SIMILAR OPPORTUNITIES 01 Infrastructure - North America... looking for. Job Description: Do you have experience as a Chief Civil Inspector? If so, Parsons has an opportunity for you! We are currently seeking a qualified individual...

directly with the Founder/Principal, Chief Compliance Officer, and outside legal counsel to ensure the proper adherence..., and Ernst & Young. Visit us at for more information. WHO WE NEED: Arootah is searching for experienced Chief Legal Counsel...

such as swaps and other derivatives Must be initiative-taking, flexible, innovative and adaptive Prior Head of Compliance or Chief... Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program...

Swap Dealer Compliance, Vice President Who we are looking for Swap Dealer Compliance seeks a Compliance Officer... and their Chief Compliance Officers (CCOs) to satisfy their regulatory obligations. Why this role is important to us The...

and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product... of benefits to its employees. Role Description The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory...

, including but not limited to, the Director of Financial Reporting & Compliance, the V.P. of Accounting, the Chief Financial... others then we are excited to discuss career opportunities with you. Job Description The Manager of Financial Reporting & Compliance...