Description : Summary Stifel is seeking a seasoned Chief Compliance Officer (CCO) to lead and manage the compliance... function across our commercial bank and trust entities ('Banks'). Reporting directly to the Enterprise Chief Compliance Officer...
Stifeladditional knowledge and licenses to fully respond to material submissions Interacts regularly with the Asset Management Chief... Operating Officer and Stifel's investment advisory affiliates, flagging issues as they arise, to optimize review timeliness...
Stifel