CASS OVERSIGHT MANAGER jobs in UNITED KINGDOM ENGLAND, United Kingdom

of your role, you will be responsible for: Oversight and approval of daily client money and custody asset reconciliations.... Preparation of monthly CMAR reports. Ensuring client money and asset procedures comply with CASS and are kept up...

analytical review to ensure movements are understood and explained. Daily Oversight of one CASS manager providing leadership... an appropriate level of oversight is maintained over the firm’s CASS processes and controls and any deficiencies are identified...

a future team member for the role of Director, Regulatory Oversight Management Manager (CASS) to join our Markets team...Job Description: Director, Regulatory Oversight Management Manager At BNY, our culture empowers you to grow...

, controls and oversight enable compliance with the CASS rules Review all CASS and COBS breaches extracting themes and trends...Who we're looking for We're looking for someone with extensive knowledge of the rules and regulations governing CASS...

, Global Asset Safety - Risk and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control... Risk and Control Lead Manager – Reg Oversight Management (based in Pune) and will be part of a wider team across London...

Corporate Director (ACD) Authorised Fund Manager business Select Platform – The Group’s platform business Marlborough Group... To support the Head of Operations Oversight to ensure high quality output and regulatory compliance of Transfer Agency, Fund...

Corporate Director (ACD) Authorised Fund Manager business Select Platform - The Group's platform business Marlborough Group... To support the Head of Operations Oversight to ensure high quality output and regulatory compliance of Transfer Agency, Fund...

and MI in relation to compliance activities to governance committees/bodies as required. Provide compliance CASS oversight..., attending meetings where required, and assist the CASS Team with any Compliance related CASS queries. Provide oversight of the...

for the world. This is what #LifeAtBNY is all about. We’re seeking a future team member for the role of Lead Manager.... In this role, you’ll make an impact in the following ways: Ensuring that the Event Capture, Control, Oversight...

Third Party Relationship Manager, you will report to our Head of Custody and Transfer Agent Oversight - UK and Ireland...) Assist the TPRMs with the oversight and Due Diligence program Undertake the team’s duties in respect of Rebates and CASS...

Third Party Relationship Manager, you will report to our Head of Custody and Transfer Agent Oversight - UK and Ireland...) Assist the TPRMs with the oversight and Due Diligence program Undertake the team’s duties in respect of Rebates and CASS...

& Oversight and UK Outsourcing Governance team. As the Client Money, Regulatory Reporting and Automation Team Manager - Vice... President within the CASS Governance & Oversight team, you will be responsible for the production of CASS related regulatory...

Resiliency, CASS and Control is primarily responsible for the day-to-day enablement of the unit’s strategy. The primary... of Operational Resiliency, CASS and Control and acts as a key SME responsible for providing support to the team on Business & Change...

products and new business requirements Responsible for oversight of Safeguarding compliance and developing enhancements.../custodianship of customer assets and related regulatory frameworks (e.g. EMI/PI Safeguarding, CASS or banking) Strong communication...

for performing key task validation, authorisation and quality assurance, as well as the administration and oversight of key controls... with Operational Oversight. The role is responsible for testing system updates as part of system enhancements. The role...