CASS AUDIT LEAD jobs in UNITED KINGDOM ENGLAND, United Kingdom

Job Description We're now looking to recruit a CASS Audit Lead! Reporting to the CASS Manager, the CASS Audit Lead... and proactively making recommendations for change. In addition, support the firm's wider CASS function by: Providing regular audit...

AJ Bell

Audit Senior Manager – CASS – Financial Services Ideas | People | Trust We’re BDO. An accountancy and business... as you provide long term value. Act as audit lead on a range of financial services entities. The expectation is that on large...

BDO

policy. Maintaining the CASS framework policy. Managing the annual CASS audit and coordinating the responses to auditor.... Preparation of monthly CMAR reports. Ensuring client money and asset procedures comply with CASS and are kept up...

eToro

Treasury audit lead for Safeguarding and CASS and facing-off to external auditors. Stakeholder reporting - leading the.... For everyone, everywhere. Job Description We are looking for a proactive controller and audit manager to join our Treasury risk and control team. Our customers depend on Wise to protect...

Wise

as an Audit Senior will include: Carry out the planning, fieldwork and completion of statutory and CASS audits. Prepare accounts... audits from planning to completion Demonstrate the ability to lead two or more staff during an audit Preferably...

Austin Rose

and governance deliverables, including the annual CASS Audit and development of asset safety training and policies Produce detailed..., you’ll make an impact in the following ways: Provide oversight and management of a range of UK CASS regulatory...

BNY

and how these plays in to the Global strategy. Lead and contribute to range of projects, providing subject matter expertise.../Control/Audit requirements, ensuring access to team folders and platforms is controlled. Full and active participation in...

Computershare

of a range of UK CASS regulatory and governance deliverables, including the annual CASS Audit and development of asset safety training... with other functions of the business to assess change impact and develop risk mitigation strategies Lead, manage, motivate, and coach...

BNY Mellon

information and project updates to Senior Management and committees Manage and lead safeguarding related audits working directly... with audit firms and regulators, whilst coordinating internally across various departments Manage projects to develop...

Checkout.com

Compliance lead on CASS and Prime Services related enquiries. Liaise with business groups to gather the relevant information... and manage, investigate and draft responses to such exchange regulatory enquiries, including audit programmes. Working...

Marex

of contact for the CASS audit. What we look for a Client Asset Lead? 5+ years’ experience in a Client Money role Knowledge of CASS... and helping people to buy sooner, who are looking to recruit a Client Asset Lead on a permanent and remote basis. The role comes...

InterQuest Group

implementation plans, where required. Support internal and external audit responses relating to CASS and prudential regulations... they will lead compliance with our conduct regulatory requirements for both our investments and payment businesses in the UK...

Wise