CASS AUDIT LEAD jobs in ENGLAND ENGLAND, United Kingdom

Job Description We're now looking to recruit a CASS Audit Lead! Reporting to the CASS Manager, the CASS Audit Lead... and proactively making recommendations for change. In addition, support the firm's wider CASS function by: Providing regular audit...

Audit Senior Manager – CASS – Financial Services Ideas | People | Trust We’re BDO. An accountancy and business... as you provide long term value. Act as audit lead on a range of financial services entities. The expectation is that on large...

policy. Maintaining the CASS framework policy. Managing the annual CASS audit and coordinating the responses to auditor.... Preparation of monthly CMAR reports. Ensuring client money and asset procedures comply with CASS and are kept up...

and accurate completion of CASS reconciliations. Manage, lead, and develop the CASS Oversight team and CASS Reconciliations team... agendas, and effective follow-up on action points. Engage with external auditors to coordinate the CASS audit, working...

Treasury audit lead for Safeguarding and CASS and facing-off to external auditors. Stakeholder reporting - leading the.... For everyone, everywhere. Job Description We are looking for a proactive controller and audit manager to join our Treasury risk and control team. Our customers depend on Wise to protect...

as an Audit Senior will include: Carry out the planning, fieldwork and completion of statutory and CASS audits. Prepare accounts... audits from planning to completion Demonstrate the ability to lead two or more staff during an audit Preferably...

of a range of UK CASS regulatory and governance deliverables, including the annual CASS Audit and development of asset safety training... with other functions of the business to assess change impact and develop risk mitigation strategies Lead, manage, motivate, and coach...

information and project updates to Senior Management and committees Manage and lead safeguarding related audits working directly... with audit firms and regulators, whilst coordinating internally across various departments Manage projects to develop...

from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar...: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance...

Compliance lead on CASS and Prime Services related enquiries. Liaise with business groups to gather the relevant information... and manage, investigate and draft responses to such exchange regulatory enquiries, including audit programmes. Working...

of contact for the CASS audit. What we look for a Client Asset Lead? 5+ years’ experience in a Client Money role Knowledge of CASS... and helping people to buy sooner, who are looking to recruit a Client Asset Lead on a permanent and remote basis. The role comes...

implementation plans, where required. Support internal and external audit responses relating to CASS and prudential regulations... they will lead compliance with our conduct regulatory requirements for both our investments and payment businesses in the UK...