BUSINESS RISK PARTNER DEALER jobs in NEW YORK CITY NY, United Kingdom

Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the...

will be a strong team contributor that manages primarily liquidity risk management reporting and analysis for the Canadian Broker Dealer.... The AVP will partner extensively with Treasury, Finance, Operations, Legal and Business colleagues, in close collaboration...

. Experience in the following regulatory areas preferred: unclaimed property, market conduct exams, broker/dealer exams and related... to risks presented by regulatory requirements and identifying opportunities to improve processes and business practices...

of governance and compliance that actively supports the people, process and technologies vital to our business. We strive to design... regulatory, financial, operational and reputation risk. As the Director of Platforms Governance you'll be responsible...

with Relationship Managers to analyze client funding and risk management opportunities. Partner with key stakeholders to ensure the... Derivatives At Capital One, we are a Top 10 U.S. Bank, with the strength and stability to meet the needs of any business...

of the IDL Dashboard Partner with the broker/dealer and other Treasury teams to drive transparency and anticipate liquidity... liquidity risk management. As a Vice President in the Treasury Intraday Liquidity Management (Forecasting and Analytics) team...

of the IDL Dashboard Partner with the broker/dealer and other Treasury teams to drive transparency and anticipate liquidity... liquidity risk management. As a Sr. Associate in the Treasury Intraday Liquidity Management (Forecasting and Analytics) team...

of our Global Research product across a variety of digital client channels - i.e., Email, Web (single dealer platform), Mobile, API... of products, distributing Research content to Institutional clients across digital channels - i.e., email, web (single dealer...

registered broker-dealer and member / . The Role We are looking for an Investment Associate to join our growing Investment..., you will participate in all activities of the business, from creating new diagnostics and investment strategies to business development...

business, including a broker-dealer, FCM (futures commission merchant), registered swaps dealer, OTC (over-the-counter) energy... related matters. Partner with Compliance to create practical, compliant policies and procedures. Partner with Client...

business, including a broker-dealer, FCM (futures commission merchant), registered swaps dealer, OTC (over-the-counter) energy... related matters. Partner with Compliance to create practical, compliant policies and procedures. Partner with Client...

Business Overview: Transaction Banking Americas provides solutions to improve and optimize the working capital... to mitigate risk in trade transactions, propose financing and optimize working capital management. The two main product groups...

Business Overview: This position sits within the Asset Based Lending (“ABL”) team, which offers flexible asset based...-border. ABL is one of the pillars forming Transaction Banking organized within BNP Paribas’ Global Banking business. The VP...

for the business in order to achieve our strategic objectives for a designated territory Create a culture of risk and control... from Branch Management, Business Banking and Home Lending to give our customers access to solutions, strategies and expertise...

experts, and business strategists. Our teammates have entrepreneurial experience and come from companies such as Google, Apple..., and building new capabilities to better serve clients as they interact with FalconX's suite of lending products. You will partner...

credit and market risk calculations, review and interpret new regulatory rules, partner with business to understand treatment... and integration of risk and capital data Produce insightful reporting to management and stakeholders, informing how business...

and Financial Services industry. Our mission is to provide top business advisory services to our hedge fund client base.... Our Business Advisory Services is focused on the multi-faceted needs of Hedge Funds and Family Offices. Arootah was founded...