.dallasfed.org/careers About the Role: We are looking for a Broker/Dealer Risk Specialist to be part of a dedicated... regulatory compliance with the supervised firm’s core business lines, with focus on broker/dealer and advisory services...
Federal Reserve Bankbest possible solutions for our partners. Location: #LI-Hybrid About the Role: We are looking for a Broker/Dealer Risk Specialist... is responsible for overseeing regulatory compliance with the supervised firm’s core business lines, with focus on broker/dealer...
Federal Reserve Bankto ensure reviews are completed consistently and with comprehensive information. Works as a strategic partner with business... and collaboration with business partners, creates standardized templates of dealer management performance. Partners closely with the BI...
Santander