BANKING COMPLIANCE OFFICER jobs in LONDON, United Kingdom #3

of those restrictions. As a Control Room Officer - Associate within Risk Management and Compliance, you will be at the center of keeping... and regulatory obligations Manage communications between Research and Investment Banking to ensure compliance with the Research...

Your team Pictet Wealth Management combines more than 200 years of Swiss banking heritage with global investment... Relationship Officer in our London office. You will be supporting the UK team and be the point of entry for all operational...

processing for various banking product, working with retail branches and front office teams to support London Branch... and Subsidiary customers. As a Senior Officer - CHAPS CRM, you will be responsible to take actions required as a Direct Participant...

and maintain banking SSI’s from Counterparties for compliance reasons Maintaining Bank Mandates/Signatory lists updated as/when...Finance Job-Mandarin speaking Settlement Officer -London-rj £Highly competitive depending on experience Permanent...

, Compliance, Law, Banking, Finance or other equivalent IAPP certification (e.g. CIPP/E, CIPM) is preferable Experience in data... policies and undertaking data lifecycle management to ensure data standards and data quality. As a Data Privacy Officer...

checks, and other general compliance and regulatory support to the frontline business units of the Bank. As a Senior Officer... - Risk Control, you will support to facilitate, advise and oversee the first line of defence (1LoD) compliance risk...

’s policies, procedures and key operating documents pertaining to compliance risks. The CT&A Testing Officer International...Job Description: Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank Location...

. We are seeking candidates with minimum 5 years' experience working within private banking and / or investment management, who... French and / or Italian language skills Duties of the Relationship Support Officer to include: All-round administrative...

Job Description: Job Title: Money Laundering Reporting Officer - United Kingdom Corporate Title: Managing Director... business operations/business control functions within Enterprise, LOB or ECF Compliance functions. Functions that are managed...

(Compliance/T&C) Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising... banking group. Our clients are professionals, business owners, individuals, families, and employers, who rely on our high...

with internal policy and records management requirements. Escalating any screening hits to Compliance Liaising with key... with corporate and correspondent banking relationships would be beneficial. An individual who is a team player, takes initiative...

Job description HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers..., helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups...

banking (LCL), International retail banking (Italy, Poland, Ukraine…), Specialised Finance (CA-CF, CALF), Asset Gathering... Compliance requirements, including, but not limited to, the London Compliance manual and the Financial Crime Policy. Complete any...

and Regulatory Responsibilities Ensuring adherence with regard to internal Credit Agricole S.A. Group compliance guidelines... within an investment banking or similar environment Required skills Good knowledge of the financial products and understanding of the...

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Chief Compliance Officer (OCCO). Purpose of the Role As Principal, External Investigations, you will play a crucial role... standards? Do you have a strong background in law, finance, or banking, and extensive experience in investigations? The European...

and Development (EBRD) is seeking a Principal, External Investigations to join our Office of the Chief Compliance Officer (OCCO...? Do you have a strong background in law, finance, or banking, and extensive experience in investigations? The European Bank for Reconstruction...