AUDIT RISK AND CONTROL jobs in TAMPA FL, United Kingdom #4

with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes... business lines and control functions. Recommends appropriate and pragmatic appropriate solutions to risk and control issues...

regulatory, audit and control assessments as well as feasibility analyses for process changes, as needed Appropriately assess... risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding...

. You will need to be in an audit-ready state at all times from both internal and external auditors, including regulators. The team... experience to help remediate Office of Foreign Assets Control (OFAC)/Sanctions-related investigation cases Monitor the control...

clinical activities. Demonstrates ability to establish, implement, and audit data using regulatory requirements and standards... outlining the policies and procedures for the internal audit program, developing the framework of quality controls...

and Control roles, including preparing materials to meet all relevant deliverables and Internal Audit requirements.... strategies to fill skill needs. Participate and deliver the regulatory response specific to the skills process required for Risk...

a portfolio of key firm-wide consent order initiatives in the risk & control domain. The current opening is for the team...: Enterprise Risk Management (ERM) within Independent Risk Management is responsible for overseeing the implementation of Citi...

quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities and recommend... corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend...

to ensure effective governance and internal controls model is in place, IT risks are managed within risk appetite, and audit... and vision. Extensive IT risk and compliance management experience. Extensive internal audit experience. Experience in...

Qualifications: 6+ years of experience in a related role within technology risk and control or internal audit Ability to assess..., Quality Control and Internal Audit teams to ensure timely completion of quality review deliverables. Key Responsibilities...

investigation of more serious work-related accidents or illnesses. Manage any external audit process by a regulatory agency... and regulatory compliance. Implement or recommend control measures for exposure to hazardous materials or conditions. Assist...

increasing industry and regulatory focus around control related tasks, this role is critical to maintaining a robust control... a sound control environment, facilitating new business initiatives, product expansion and driving technology change within the...

, writing and rewriting controls, handling RCSA (Risk Control Self Assessment), and leading various projects related to the... and external audit requests, issue escalation, etc. - Partner with VP & Director of various teams, as well as internal Risk...

process improvement efforts and coordinate and streamline control activities across business and functional lines resulting... from changes in operation model. Be responsible for ensuring a comprehensive approach to all control programs and developing...

; assists in benchmark tracking, audit follow-up, compliance, and risk management activities Understand department controls...; align risk and control processes into day-to-day responsibilities to monitor and mitigate risk Maintain a focus on meeting...

environment. You will collaborate with lawyers, control partners, and business leaders to coordinate and implement the objectives... throughout the lifecycle of the project, and to meet business, regulatory, compliance, and audit requirements Employ practices...

, rewarding, and recommending promotion of subordinates. Liaise with Internal Audit, Risk and Compliance as needed. Role...: Bachelor’s Degree required. Experienced in managing financial services Payment Operations and related control and risk...

and execute against the Annual SOX Audit Plan Perform internal control testing and evaluation of operating effectiveness... of internal control in the context of SOX certification. Participate and assists in performing and controlling the full audit...