AUDIT COMPLIANCE PROCESS SENIOR jobs in LONDON, United Kingdom #3

regular MI/reports to senior management, the Operational Risk and Compliance Committee (ORCC) and the Board, including the...Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop...

to the Senior Compliance Officer heading the General Compliance team. We currently operate a hybrid working model at IBKR... as required. You have and bring… Bachelor's degree or equivalent. Prior 3+ years' experience in regulatory compliance, audit or risk function in...

of Compliance with relevant EO senior management and EMB members and group equivalents. Provide compliance management information... and awareness of other relevant regulatory requirements. Co-ordinate responses to any internal audit reviews of the Compliance...

Internal Audit, Risk, Compliance and / or controls projects either as an auditor / advisor / regulatory supervisor... and explore business in new places. Our Internal Audit team aims to provide confidence to our clients and their stakeholders...

. Perform independent risk assessments and formulate annual audit plans in coordination with senior management. Apply robust..., audit reports and plans to senior management and the Audit Committee. Perform root cause analysis and provide...

of 10 consisting of an Audit Manager, two Supervisors, 4 Senior Business Analysts, 2 Analysts and the Audit Analyst... & Planner. The Opportunity & Responsibilities: Assisting in the annual and on-going audit selection process. This involves...

throughout the audit process, including effective communication of audit results and recommendations to stakeholders... for delivery into senior committees, including updates to the Board Audit Committee. Capture and document supporting IA materials...

members of the team throughout all audit stages to completion Ensuring compliance with financial regulations and standards... industry in the UK Strong knowledge of auditing principles and practices to carry out full audit process end to end Proven...

with more senior members of the Conduct & Prudential team. You will have experience in compliance, controls and/or risk management... professional experience: Prior experience in a Compliance / Risk Management / Internal Audit / Controls role or relevant...

of financial statements. Identify and document audit issues, risks, and findings, and communicate them effectively to senior team.... Collaborate with clients to gather necessary information and provide support during the audit process. Stay updated on changes...

intended for senior management and the Board of Directors. Monitor and follow-up with management on the remediation of audit... and external audit process. Foster strong working relationships with key stakeholders and provide expert guidance and education...

Services to provide regular (monthly and quarterly) reports to the Audit Capability on Partner and Senior Staff roles subject... and stakeholders. Organising periodic 'Industry risk review' sessions with audit Partners and other senior staff. Lead on the...

and management teams leading them. We’ll broaden your horizons As a firm our focus on delivering quality audit work for the... benefit of the public interest is our key priority. Our Audit teams are essential, not just to BDO, but to the whole economy...

Internal Audit Team. * Prepare and submit final audit reports to the Senior Leadership Team and Audit Committee.... Evaluate the related action plans and process improvement opportunities with each department. Manage the audit findings log...

Mundipharma are looking to recruit a Global Process Owner (GPO) to join their Operations Finance Team. The role holder...). The role of the P2P/O2C Global Process Owner at MundiPharma is a key strategic role leading the overall strategy, design...

to a supervisor and manage complex senior stakeholder relationships. Lead teams of trade compliance specialists to provide global... trade compliance solutions and advice to clients across the globe. Our market leading export controls team is led out...

process improvements through innovation and automation Balancing customer experience with regulatory compliance, ensuring... audit deliverables are met with the least burdensome process Ticket reduction activities Proactive Servicing using Digital...