ASSOCIATE BROKER jobs in NEW YORK CITY NY, United Kingdom #3

financial services industry, either working for an investment manager, broker dealer, law firm, accounting firm, or regulator...

. Coordinating with broker and vendor. Providing onsite details to vendor. Coordinating in-house to ensure that there is a local POC... and promote annual Biometric Screen program. Coordinating with broker and vendor. Providing onsite details to vendor. Coordinating...

with applicable brokers and be able load files and resolve any issues relating to them. Monitor Front expiry reports and broker...

. Coordinating with broker and vendor. Providing onsite details to vendor. Coordinating in-house to ensure that there is a local POC... and promote annual Biometric Screen program. Coordinating with broker and vendor. Providing onsite details to vendor. Coordinating...

Summary: Underwrite EmblemHealth’s existing and new business accounts, including Broker Accounts within published...

agency, broker and business unit relationships to ensure positive and profitable outcomes. 7. Keeps current on state...

and products (banking, broker-dealer and derivatives trading) under Basel III Conduct quantitative analyses to explain variation...

US Operations, with a key focus on banking entities as well as broker dealer and derivative swap dealer entities. Monitor... and uses for both bank and broker dealer entities. Knowledge of key liquidity risk regulations such as Regulation YY...

Experience: 7 to 10 years of specialized experience Regulatory compliance experience at banks or broker dealers. Education...

’s collaborative platform for their success. As a mortgage broker your primary focus will be to develop and maintain client...

’s collaborative platform for their success. As a mortgage broker your primary focus will be to develop and maintain client...

line, ensuring that every interactions leaves a lasting positive impression. As a Client Service Associate in... service our core client segments: Asset Managers, Asset Owners, Insurance/GSEs, Banks/Broker Dealers and Hedge Funds...

for banks, credit unions, broker dealers and other financial institutions Manage engagements (including planning, execution... wellbeing. RSM has a generous time off policy with at least 14 paid holidays, wellbeing days and associate and above access...

and rating manual rules Developing and maintaining agency and broker relationships Working within broad limits and authorities... Science product liability on a primary basis Preferred Qualifications Level III: Existing broker relationships in East...

and maintaining agency and broker relationships. Working within broad limits and authorities on highly complex assignments. Basic... Support area OR * Zurich Certified Insurance Apprentice including an Associate Degree and 1 or more years of experience in...

Teams: Funds Management: Responsible for the distribution of J.P. Morgan's investment capabilities to broker-dealers... unprecedented training and experience in Asset Management, as well as the potential to join J.P. Morgan's team as an Associate upon...

. Qualify accounts to meet with the organization's appetite, balanced with sound business opportunity. Make agent/broker... of opportunities 90 to 120 days prior to effective date. Update required systems with details of broker / client visits and account...