ASSOCIATE BROKER jobs in CITY OF YORK, United Kingdom #3

U.S Understanding of the global regulatory environment Experience working at a U.S. registered broker-dealer, swap dealer, futures...

. Coordinating with broker and vendor. Providing onsite details to vendor. Coordinating in-house to ensure that there is a local POC... and promote annual Biometric Screen program. Coordinating with broker and vendor. Providing onsite details to vendor. Coordinating...

with applicable brokers and be able load files and resolve any issues relating to them. Monitor Front expiry reports and broker...

. Coordinating with broker and vendor. Providing onsite details to vendor. Coordinating in-house to ensure that there is a local POC... and promote annual Biometric Screen program. Coordinating with broker and vendor. Providing onsite details to vendor. Coordinating...

agency, broker and business unit relationships to ensure positive and profitable outcomes. 7. Keeps current on state...

Summary: Underwrite EmblemHealth’s existing and new business accounts, including Broker Accounts within published...

and products (banking, broker-dealer and derivatives trading) under Basel III Conduct quantitative analyses to explain variation...

US Operations, with a key focus on banking entities as well as broker dealer and derivative swap dealer entities. Monitor... and uses for both bank and broker dealer entities. Knowledge of key liquidity risk regulations such as Regulation YY...

Experience: 7 to 10 years of specialized experience Regulatory compliance experience at banks or broker dealers. Education...

for banks, credit unions, broker dealers and other financial institutions Manage engagements (including planning, execution... wellbeing. RSM has a generous time off policy with at least 14 paid holidays, wellbeing days and associate and above access...

as appropriate. May participate in claim file reviews and audits with customer/insured and broker. Administers benefits... cost containment programs and proven account management skills a must. Insurance Designations such as Associate in...

line, ensuring that every interactions leaves a lasting positive impression. As a Client Service Associate in... service our core client segments: Asset Managers, Asset Owners, Insurance/GSEs, Banks/Broker Dealers and Hedge Funds...

opportunities, conduct agency planning/goal setting including monitoring of progress and make regular broker and insured visits... with an Underwriting Associate. . Effective desk management is a critical part of this role. . Must have exemplary...

, you're the front line, ensuring that every interactions leaves a lasting positive impression. As a Client Service Associate... business, helps service our core client segments: Asset Managers, Asset Owners, Insurance/GSEs, Banks/Broker Dealers and Hedge...

reflected. Track placement status of assigned accounts. Follow-up with broker for updates and information as necessary... applicable, draft and secure broker sign off of the initial request for renewal information, marketing list, placement process...

be accomplished virtually. Provide engineering support to underwriting teams and attend client/broker meetings as needed. Manage... Engineering area OR * Zurich Certified Apprentice, including an Associate's degree and 3 or more years of experience in the Risk...

and rating manual rules Developing and maintaining agency and broker relationships Working within broad limits and authorities... Science product liability on a primary basis Preferred Qualifications Level III: Existing broker relationships in East...