governance and the controls in place to ensure client money and assets are segregated and protected. Understanding the firm...'s systems and IT controls that supports the firm's adherence to CASS. Responsible for managing external audits from planning...
AJ BellWHO WE ARE: interactive investor is an award-winning investment platform that puts its customers in control... throughout. We’re now the UK’s number one flat-fee investment platform, with assets under administration approaching £55 billion...
Interactive Investorfirms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the... valuation clients. Reviews control reports to effectively mitigate risks and resolve problems that arise during the conversion...
BNY Mellonand changes in industry best practice and provide advice and challenge to the business in the further enhancement of its control... regulation Highly effective planning, organisational and time management skills. Ability to build relationships...
AJ Bellskills Proficiency in project planning, execution, and control to ensure initiatives are completed on time. Problem-solving.... We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody...
BNY Mellon. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody... Regulatory Change and Controllers. Oversight & Controls – Ensure all reports are produced in a strong operational control...
BNY Mellon