ASIC jobs in SYDNEY NSW, United Kingdom #3

. Contribute in strengthening relationships with key regulators, government agencies and industry bodies, for example ACCC, ASIC...

and positive attitude. Willingness to obtain an ASIC (airport identification) Flexibility to work on a 7-day rotating roster...

Services laws and Financial Markets including Corporations Act, ASIC Act, DDO, Unfair Contract Terms, Privacy, Banking Code...

a Federal Police check at their own cost (Will be reimbursed once approved) in order to gain ASIC certification...

, ensuring alignment with company goals and objectives. This includes becoming SME for EMIR, SFTR, ASIC as existing services...

but not limited to: About the Role: - Assisting in formulating budgetary and accounting policies - Liaising with ATO, ASIC...

with AUSTRAC and ASIC. · Update policies and procedures in accordance with any legislation or regulation change, in terms of AML... function. · Positive past dealings with the Reserve Bank, AUSTRAC and/or ASIC. · Ability to understand complex financial...

ASIC and compliance experience and a good degree of initiative. Job Responsibilities: Maintain client relationships... ASIC compliance for a large portfolio of companies, both proactively and reactively, including drafting ASIC forms...

, including ebriefs Undertaking basic property and ASIC searches Perform administrative services: typing, editing, formatting...

participants and leaders Support regulator (ASIC, AFCA and OAIC) communications and interactions, including liaison, review...

configuration in Murex 3.1 to support new requirements for ASIC and JFSA among others. Responsibilities Technical Analysis...

by officers preparation of s533 report and other statutory reports to ASIC Skills and Experience 2-5 years relevant...

requires strong technical experience in commercial litigation, including pertaining to aspects of the Corporations Act, ASIC.... Experience or exposure to dealings with ASIC and AFCA. Experience of the Australian, New Zealand and Singapore financial...

understanding of cloud-based infrastructure Awareness of APRA and ASIC regulatory requirements and industry standards applicable...

/financial services disputes; Regulatory investigations; civil penalty proceedings pursued by ASIC and other Regulators...

will be required to undergo a Federal Police check at their own cost (Will be reimbursed once approved) in order to gain ASIC certification...

Current AR status (registered on ASIC) Strong relationship building skills Great understanding of compliance frameworks in...