ADVISORY COMPLIANCE MANAGER INVESTMENTS jobs in United Kingdom

Career Great opportunity for a forward thinking Compliance professional to make their name in investment management.... You understand investments and portfolio management, and want to be in a growing firm that will give you the tools to make...

atomos

. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... term this role will provide maternity cover for an existing Snr. Compliance Manager. When they return from maternity leave...

Wise

investment management and advisory activities, the role-holder will be an advisor to the EMEA & APAC regional business partners... Estate equity and debt investments. Core Responsibilities: Support the development and operation of a harmonized...

TIAA

and efficient service helps maintain a strong relationship between the investment manager and the client. The ideal candidate... for a small but busy team of investment managers who are responsible for a range of discretionary and advisory clients...

Charles Stanley

are responsible for a range of discretionary and advisory clients. This is a non-regulated position where the primary function... timescales. Personal compliance with all regulatory issues and promotion of compliance culture throughout your department...

Charles Stanley

? Not afraid to roll up your sleeves and produce relevant content from scratch? We're looking for a social media manager... social media guidelines, procedures, and training materials in collaboration with compliance colleagues, ensuring...

UBS

What the Hiring Manager Says This is a fantastic opportunity to become part of an ambitious, inclusive... and well established Office covering Bristol, the South West of England and South Wales. We are now looking for an investment manager...

Quilter

clients, including large SMEs and high net worth individuals. This role offers opportunities in advisory compliance...

Evelyn Partners

within a corporate, business, partnerships or OMB tax team Experienced in delivering tax compliance and advisory services...Key Responsibilities: You will have key relationship responsibilities for tax compliance work that is delivered...

Emerald Group

We are looking for a FCA Compliance Manager who can help us deliver our mission to make it seamless for individuals... strategy and framework Leading and reporting on our risk and compliance monitoring and advisory programs including delivering...

Octopus Energy

delivery of the compliance plan and manage the compliance relationship with assigned managed client. The Compliance Manager...Asta (A Davies Company) To provide the business with day-to-day advisory and oversight activities, assist in the...

Davies Group

services, seeks a generalist compliance professional to join our fast-paced business in a complex operating environment... challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department...

Interactive Brokers

Pensions Partnership Investments (“LPPI”). The Infrastructure Investment team is responsible for investing and managing client... investments in LPPI Infrastructure IPV, GLIL Infrastructure, client-held fund investments and The London Fund. The person's role...

Local Pensions Partnership

to join our dynamic team across various roles including Trainee Investment Managers and Compliance Specialists. We pride ourselves... on delivering unparalleled financial solutions and advisory services to our diverse clientele worldwide. Trainee Investment...

Graduate Financial Recruitment

Manager/Head of Compliance Monitoring & Assurance Consult with the Compliance Advisory Teams and Risk teams in order... to ensure you have what you need to effectively deliver in your role. This role supports the Compliance Monitoring Manager...

M&G

Manager/Head of Compliance Monitoring & Assurance Consult with the Compliance Advisory Teams and Risk teams in order... to ensure you have what you need to effectively deliver in your role. This role supports the Compliance Monitoring Manager...

M&G

a Compliance Business Partner to work across the Mercer Wealth business areas and support the Head of Advisory Compliance. The... of Advisory Compliance with Project Management on regulatory issues and business initiatives, co-ordinating the delivery...

Marsh McLennan